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19-Jul-2016 00:15 by 3 Comments

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In addition to the Securities Exchange Act of 1934, which created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. § 78d and commonly referred to as the Exchange Act or the 1934 Act).The SEC was created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U. To achieve its mandate, the SEC enforces the statutory requirement that public companies submit quarterly and annual reports, as well as other periodic reports.

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MD&A will usually also touch on the upcoming year, outlining future goals and approaches to new projects.In an attempt to level the playing field for all investors, the SEC maintains an online database called EDGAR (the Electronic Data Gathering, Analysis, and Retrieval system) online from which investors can access this and other information filed with the agency.Quarterly and semiannual reports from public companies are crucial for investors to make sound decisions when investing in the capital markets.Unlike banking, investment in the capital markets is not guaranteed by the federal government.Samsung has announced a voluntary recall and exchange program on certain Galaxy Note7 devices in cooperation with the U. If you have any questions or concerns, contact us directly at 1-844-365-6197.

Since the affected devices can overheat and pose a safety risk, if you own a Galaxy Note7, it is extremely important to stop using your device, power it down and immediately exchange it using our U. If you bought your Note7 from Samsung.com, you should contact us at 1-844-365-6197 and we can help you. Galaxy Note7 owners can contact the carrier or retail outlet where they purchased their device. Note: The battery cell issue applies only to the Galaxy Note7 sold in the U. It is extremely important to stop using your device, power it down immediately and contact your carrier or retail outlet to exchange it. Note7 Exchange Program, you can: Customers who exchange a Note7 device will also receive a gift card, in-store credit, in-store accessory credit or bill credit from select carrier retail outlets. Please follow the steps below to determine if your Note7 must be replaced through this program. You can also use Samsung+ which will automatically check your device. Your Galaxy Note7 is an affected device and is subject to this recall. It holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States. Securities and Exchange Commission (SEC) is an agency of the United States federal government.